Compliance & Operations Manager

We are seeking an experienced compliance professional to join our high performing team.

The role is part time (i.e. 3 to 4 days per week) and flexible allowing the successful candidate the opportunity to work remotely. The candidate will need to be based in Sydney.

Key responsibilities

  • Project manage key operational change initiatives
  • Compliance committee meeting preparation, minutes and actions
  • Compliance & operational procedure document upkeep and responsibility for operationalising these procedures within the business
  • Guide business through GS007 Type 2 audit & ODD audit (where required)
  • Act as Relationship manager for service providers (i.e. registry, fund admin / back office)
  • Co-ordinate ongoing compliance training for all professional staff
  • Assist with fund accounting processes performed by outsourced back office
  • Ensure smooth completion of audit process for all funds and AFSL entity
  • Maintain operational and compliance calendar
  • Input into ongoing RFP requests from platforms and clients


Essential Requirements

  • An undergraduate University Degree minimum (with good grades)
  • At least 5 years’ experience working within an AFSL environment or for an accounting firm auditing AFSL holding entities
  • A self-starter who can use initiative within a fast-paced environment
  • Attention to detail and structured thinker
  • Strong interpersonal skills and the ability to thrive in a team atmosphere
  • High level of integrity and ethics

    Please complete the form and we will be in touch.

    • To accompany your application we ask that you upload the following supporting documentation: Cover Letter (maximum 1 page), CV (maximum 1 page) & a summary of your academic results. Applications that do not include this information or where the page limit has not been adhered to will not be considered.
      Drop files here or
      Accepted file types: doc, docx, pdf.

    Applications close 5pm, Friday 27th November

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